21-01429 | 12/13/2021 | Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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21-01625 | 12/13/2021 | Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA
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20-01049 | 12/10/2021 | Claimant(s): CBIZ Financial Solutions. Claimant Lawyers(s): Jeffrey S. Dunlap Respondent(s): Timothy Schannep Respondent Lawyers(s): Roscoe J. Mutz Arbitrator(s): Kenneth R. Johnston, Marc Kalish, Harold J. Merkow Hearing Site: Phoenix, AZ
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20-01846 | 12/10/2021 | Claimant(s): Josh Frankel Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein, Thomas J. Cahill Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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21-00835 | 12/10/2021 | Claimant(s): John Reilly Claimant Lawyers(s): Zachary Morse Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
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21-00927 | 12/10/2021 | Claimant(s): Eric Abbott Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Tampa, FL
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21-01116 | 12/10/2021 | Claimant(s): Andy Schwartz Claimant Lawyers(s): John D. Stewart Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Kathleen Costello Hearing Site: Jersey City, NJ
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21-01386 | 12/10/2021 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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20-04224 | 12/09/2021 | Claimant(s): Daniel Larsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT
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21-01115 | 12/09/2021 | Claimant(s): Laura Chao Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
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