| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S. Menkin
Hearing Site: Atlanta, GA
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| 23-02896 | 07/18/2024 | Claimant(s): Thomas Charmley
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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| 23-01325 | 07/17/2024 | Claimant(s): Charles Mather
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Truist Securities.
Respondent Lawyers(s): Paul R. Barsness
Arbitrator(s): Robert J. Kheel, Annamaria Boccia Smith, Anna M Barone
Hearing Site: New York, NY
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| 23-02994 | 07/17/2024 | Claimant(s): Christopher Rubano
Claimant Lawyers(s): Anthony D. Green
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Jeffrey Alan Helewitz, Carol Maria Luttati, Mark Peter Haslinger
Hearing Site: New York, NY
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| 23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall
Claimant Lawyers(s): William F. Ray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy
Hearing Site: Jackson, MS
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| 23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 23-02073 | 07/15/2024 | Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Choice Securities.
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
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| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon
Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky
Hearing Site: Philadelphia, PA
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| 23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson
Claimant Lawyers(s): Alex Padla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 23-02767 | 07/15/2024 | Claimant(s): Devin McCabe
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
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