22-01402 | 12/20/2022 | Claimant(s): Damien Bertucelli Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Karimu F. Hill-Harvey, Richard R. Logsdon, Roger G. Young Hearing Site: Tampa, FL
| | |
20-00159 | 12/19/2022 | Claimant(s): William Barkow Claimant Lawyers(s): Richard Roth Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan Hearing Site: New York, NY
| | |
22-00242 | 12/19/2022 | Claimant(s): Gregory McLean Claimant Lawyers(s): Stuart E. Finer Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Greg Curley, Esq. Arbitrator(s): Ira A. Auerbach Hearing Site: Syracuse, NY
| | |
22-00291 | 12/19/2022 | Claimant(s): Kerry Moy Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
| | |
22-00560 | 12/19/2022 | Claimant(s): Erin Daniels Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
| | |
22-00824 | 12/19/2022 | Claimant(s): William Krebs Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Pension Planners Securities., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakisorate Office Arbitrator(s): Michael W. Burnett, Milton N. Gross, Cherie S. Lewis Hearing Site: Los Angeles, CA
| | |
22-00342 | 12/16/2022 | Claimant(s): Bobby James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services., EDI Financial., Rushmore Securities Corporation Respondent Lawyers(s): David Feldstein, Dewey Malone Moore, Martin Prinz Arbitrator(s): Frances Johnson Wright, Franklin Lewis Broyles Hearing Site: Dallas, TX
| | |
22-00505 | 12/16/2022 | Claimant(s): Bradley Ford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors., USA Financial Securities Corporation Respondent Lawyers(s): Andrea McGrew, Susan D. Duff Arbitrator(s): Amelia F. Adams Hearing Site: Louisville, KY
| | |
21-00034 | 12/15/2022 | Claimant(s): Mark Birringer Claimant Lawyers(s): John David Singer Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Thomas Michael Genovese, Matthew D Arbit, Robert Joseph Musur Hearing Site: Chicago, IL
| | |
21-00148 | 12/15/2022 | Claimant(s): Truist Investment Services. Claimant Lawyers(s): Jeffrey M. Lichtstein Respondent(s): Christopher Walter Respondent Lawyers(s): Christopher Russell Walter Arbitrator(s): Shelley Simons Korch, Kathy Davidson Ireland, James Ray Eyler Hearing Site: Baltimore, MD
| | |