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FINRA Awards for Matthew Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0147602/17/2023Claimant(s): Matthew Rose
Claimant Lawyers(s): Kyle Johnson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brendan T. Killeen
Arbitrator(s): Robert H. Putnam
Hearing Site: Nashville, TN

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