22-01067 | 01/18/2023 | Claimant(s): Arlo Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
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20-02339 | 01/17/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Damian Baird Respondent Lawyers(s): Damian Mark Baird Arbitrator(s): Alan Kenneth Scheff, Mark A. Sipper, Joseph Maron Hanna Hearing Site: Buffalo, NY
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22-00659 | 01/17/2023 | Claimant(s): James Kinsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, BB&T Investment Services. Respondent Lawyers(s): Ella Beres, Rochelle Mayfield Arbitrator(s): Robert T. Allen, Richard James Igou, Jay Jordan Hearing Site: Charlotte, NC
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22-01035 | 01/13/2023 | Claimant(s): William Sammons Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
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22-01316 | 01/13/2023 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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22-01812 | 01/13/2023 | Claimant(s): Stuart Chamberlin Claimant Lawyers(s): Stuart Craig Chamberlin Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deidre Wolff Arbitrator(s): Bart Samuel Cohodas, Edward Alexander Jaffe, John B. Sochacki Hearing Site: Boca Raton, FL
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18-04156 | 01/11/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Joshua Horn Respondent(s): Stephen Pendergast Respondent Lawyers(s): David R. Clouston Arbitrator(s): Steven R. Rolnick, Catherine Stewart, Cynthia Catherine Anger Hearing Site: Hartford, CT
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22-01659 | 01/11/2023 | Claimant(s): Margaret Wiley Claimant Lawyers(s): Bryan Ward Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Edward R. Hipp, Michael J. Ahlstrom, John D. Mattingly Hearing Site: Norfolk, VA
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22-00412 | 01/10/2023 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Ronald L. Cameron, Blaine Smith, Anita Rae Shapiro Hearing Site: Los Angeles, CA
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18-01824 | 01/09/2023 | Claimant(s): Betsy Merritt, Joseph Singleton Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Janice Cartwright, John Cartwright Respondent Lawyers(s): Johnny L. Antwiler Arbitrator(s): Benjamin F. Breslauer, Thomas Mason Harwood, Eric Beatty Hearing Site: Los Angeles, CA
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