23-00164 | 04/06/2023 | Claimant(s): Josef Najar Claimant Lawyers(s): David E. Robbins Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hillis, Jr. Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack Hearing Site: New York, NY
| | |
22-01863 | 04/04/2023 | Claimant(s): Cheryl Blakey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Joseph J. Dougherty Hearing Site: Wilmington, DE
| | |
21-00961 | 04/04/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Craig Lewis Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Lucy J. Karl, Gene M. Bauer, Paula M. Bagger Hearing Site: Boston, MA
| | |
22-01742 | 04/03/2023 | Claimant(s): David Wilson Claimant Lawyers(s): Samantha Pastor Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI
| | |
21-02745 | 03/31/2023 | Claimant(s): Jonathon Merickel Claimant Lawyers(s): Christopher H. Tovar Respondent(s): E*Trade Securities LLC, Laura Catalano Respondent Lawyers(s): Bruce Lewitas Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise Hearing Site: Chicago, IL
| | |
22-02238 | 03/31/2023 | Claimant(s): Joseph Bowden Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Donna Greenspan Solomon Hearing Site: Boca Raton, FL
| | |
21-00487 | 03/31/2023 | Claimant(s): Christopher Watkins, Douglas Obradovich Claimant Lawyers(s): Michael A. Valenti Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Barry Goldman, Jeffrey M. Bain, Joseph Patrick Cottingham Hearing Site: Louisville, KY
| | |
22-02226 | 03/31/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
| | |
22-01678 | 03/31/2023 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE
| | |
22-02307 | 03/30/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Rabinowitz Respondent(s): Eric Baron Respondent Lawyers(s): Eric Scott Baron Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY
| | |