Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00892 | 04/13/2023 | Claimant(s): Joseph Crespi Claimant Lawyers(s): Michael Bessette Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Howard N. Gorney Hearing Site: Providence, RI | ||
| 23-00171 | 04/13/2023 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Howard Rowen Respondent Lawyers(s): Howard Steven Rowen Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 23-00280 | 04/11/2023 | Claimant(s): Jeremy Keller Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM | ||
| 22-02036 | 04/11/2023 | Claimant(s): Brian Stokes Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 22-00467 | 04/10/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): William Montgomery Respondent(s): Bruce Davis Respondent Lawyers(s): Bruce Lavar Davis Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 22-01865 | 04/10/2023 | Claimant(s): Toby Lafont Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Ashley Lucile Belleau Hearing Site: New Orleans, LA | ||
| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Equitable Advisors Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 22-02054 | 04/06/2023 | Claimant(s): John Redhead Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler Hearing Site: Tampa, FL |