06-03507 | 08/14/2007 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Steve Satter Respondent(s): Brian Knotts, Robert Hyer Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Joan Helen Lukasik, Jerome O. Cohen, Ronald E. Lorentsen Hearing Site: Seattle, WA
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06-03508 | 08/14/2007 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Steve Satter Respondent(s): Robert Hyer Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Hearing Site: Seattle, WA
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06-03902 | 08/14/2007 | Claimant(s): Nordo Nissi Claimant Lawyers(s): Thomas J. Gleason Respondent(s): Prudential Equity Group, Michael and Debra Kaufman Respondent Lawyers(s): Alan S. Brodherson, Michael Kaufman Arbitrator(s): Sylvia E. Green Hearing Site: Boston, MA
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06-04912 | 08/14/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Brian C. Free Respondent(s): Mitchell Jesse Respondent Lawyers(s): Mitchell R. Jesse Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway Hearing Site: Reno, NV
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06-05354 | 08/14/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Nelvine Ocampo Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Richard J. Stall, Norman Cousins Sasamori, Randall N. Kirk Hearing Site: Los Angeles, CA
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07-01122 | 08/13/2007 | Claimant(s): Carlo Rossell Claimant Lawyers(s): Carlo E. Rossell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carol B. Trask Arbitrator(s): Brenna L. Stewart Hearing Site: New York, NY
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06-04487 | 08/10/2007 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jeffrey D. Hedlund Respondent(s): David Bellinger Respondent Lawyers(s): Jeffrey R. Martin Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart Hearing Site: Boston, MA
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05-00771 | 08/09/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site:
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06-04598 | 08/08/2007 | Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services. Claimant Lawyers(s): David L. Balser Respondent(s): Frederick Ross Respondent Lawyers(s): Steven J. Gard Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long Hearing Site: Atlanta, GA
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06-00281 | 08/06/2007 | Claimant(s): Elizabeth Purcell Claimant Lawyers(s): Michael B. Roche Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler Hearing Site: Chicago, IL
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