07-01107 | 06/05/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gilberta Dorsey Respondent Lawyers(s): Anthony B. Cameron Arbitrator(s): Thomas J. McAllister, William Stark Port, Matthew R. Salamon Hearing Site: St. Louis, MO
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07-01447 | 06/04/2008 | Claimant(s): William Buechler Claimant Lawyers(s): Bradd L. Milove Respondent(s): Wachovia Securities, Wachovia Corporation Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Guenter S. Cohn, Anatoly "Tony" Zuban, Duane Ted Wolfe Hearing Site: San Diego, CA
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07-02955 | 06/03/2008 | Claimant(s): Valentine Valuca Claimant Lawyers(s): Valentine Valuca Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Reid R. Broda Arbitrator(s): J. Martin McDonough Hearing Site: New York, NY
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06-05141 | 06/02/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Lisett DiDonato-Young Respondent Lawyers(s): Curtis Carlson Arbitrator(s): Laurent C. Vonderweidt, Barton J. Brewer, Thanayi J. Lindsey Hearing Site: Los Angeles, CA
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07-00951 | 05/29/2008 | Claimant(s): Douglas Habryl Claimant Lawyers(s): Jeffrey R. Singer Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): James G. Cooper, Martha Failing, James P. Hoefling Hearing Site: Houston, TX
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07-03339 | 05/29/2008 | Claimant(s): Vision Securities Inc. Claimant Lawyers(s): Martin P. Unger Respondent(s): Lewis Franklin Respondent Lawyers(s): Lewis Joseph Franklin Arbitrator(s): David T. Maddux Hearing Site: Nashville, TN
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07-00542 | 05/28/2008 | Claimant(s): Andrew Haas Claimant Lawyers(s): Michael Blumenfeld Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael D. Schissel Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt Hearing Site: Los Angeles, CA
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07-03156 | 05/28/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Joel Small Respondent Lawyers(s): Joel Small Arbitrator(s): Bonnie K. Wachtel, Daniel T. McHugh, Bonnie Dale King-Rose Hearing Site: Baltimore, MD
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07-01596 | 05/27/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Brent Lemons Respondent Lawyers(s): Brent Lemons Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino Hearing Site: Dallas, TX
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06-04186 | 05/23/2008 | Claimant(s): James Sarkauskas, Brokers Turn. Claimant Lawyers(s): Jeffrey J. Scott Respondent(s): First Allied Securities. Respondent Lawyers(s): Matthew J. Smith Arbitrator(s): Robert F. O'Keef, James P. O'Donnell, Richard C. Ninneman Hearing Site: Milwaukee, WI
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