07-02111 | 02/06/2009 | Claimant(s): Paul Baiocchi Claimant Lawyers(s): L.B. Chip Edleson Respondent(s): Euro Pacific Capital. Respondent Lawyers(s): Debra L. Fischer Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self Hearing Site: Los Angeles, CA
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08-00093 | 02/06/2009 | Claimant(s): Joseph Rosio Claimant Lawyers(s): Norman B. Arnoff Respondent(s): Jefferies & Company. Respondent Lawyers(s): Joseph Allgor Arbitrator(s): Edward L. Levine, Robert M. Berman, Thomas Anthony Brady Hearing Site: Newark, NJ
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08-00520 | 02/06/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): David Smith Respondent(s): Vincent Monaco Respondent Lawyers(s): Vincent M. Monaco Arbitrator(s): Gerald A. Guild, J. Kenneth Lyons, Richard V. Adams Hearing Site: Newark, NJ
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08-00085 | 02/05/2009 | Claimant(s): Stephen Grayer Claimant Lawyers(s): Stephen B. Grayer Respondent(s): Robert Malin, Steven Malin, A.B. Watley Direct., A.B. Watley., Integrated Clearing Solutions. Respondent Lawyers(s): Janice M. Johnson Arbitrator(s): Joseph J. Arata, Leona Beane Hearing Site: New York, NY
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08-00733 | 02/05/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): David Ward Respondent(s): Timothy McNamara Respondent Lawyers(s): Roger S. Davis Arbitrator(s): Sandor I. Rabkin, Dennis M. Cronin, Charles A. Goglia Hearing Site: Boston, MA
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08-00911 | 02/04/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Ladd Aliff Respondent Lawyers(s): Lawrence Duffy Arbitrator(s): Ralph H. Emer, Richard E. Conner, Robert J. Saex Hearing Site: Boca Raton, FL
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04-06761 | 02/03/2009 | Claimant(s): Garrett Going Claimant Lawyers(s): John E. Lawlor Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital. Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene Hearing Site: New York, NY
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08-00018 | 02/03/2009 | Claimant(s): David DeYoung, Lorrie Turvold Claimant Lawyers(s): James H. Kaster Respondent(s): Marc Kozberg, Michael Leonard, The Oak Ridge Financial Services Group, Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): Frederick Ramos, David A. Peterson, Frank Abramson Hearing Site: Minneapolis, MN
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08-02270 | 02/03/2009 | Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Brendan Gillespie Respondent Lawyers(s): Brendan Thomas Gillespie Arbitrator(s): William A. Hohauser Hearing Site: New York, NY
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08-02558 | 02/03/2009 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): James E. Siegel Respondent(s): Steven Ferchak Respondent Lawyers(s): Steven Joseph Ferchak Arbitrator(s): Kevin Thomas Hoffman Hearing Site: New York, NY
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