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FINRA Awards for Roger S. Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0073302/05/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): David Ward
Respondent(s): Timothy McNamara
Respondent Lawyers(s): Roger S. Davis
Arbitrator(s): Sandor I. Rabkin, Dennis M. Cronin, Charles A. Goglia
Hearing Site: Boston, MA

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