08-00123 | 04/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): J. Michael Riordan Respondent(s): Joseph Delaura Respondent Lawyers(s): Barry R. Lax Arbitrator(s): Douglas John Baumann, Norman Kass, Robert Alan Mayer Hearing Site: Newark, NJ
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08-00344 | 04/16/2009 | Claimant(s): Joseph Delaura Claimant Lawyers(s): Barry R. Lax Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Hearing Site: Newark, NJ
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08-00453 | 04/16/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): William Winston Respondent Lawyers(s): Ethan Chernin Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Ronald E. Ogden Hearing Site: Los Angeles, CA
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08-01592 | 04/16/2009 | Claimant(s): Albert Vacchiano Claimant Lawyers(s): Kathleen Peratis Respondent(s): Amerivest Partners, Bay Crest Partners, Freedom Holding Group Respondent Lawyers(s): Anthony J. DiOrio Arbitrator(s): Bruce K. Isenberg, Mae A. Brudner, Kathleen Cawley Hearing Site: New York, NY
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07-02068 | 04/15/2009 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Javier Aviles, Banc of America Investment Services Inc. Respondent Lawyers(s): David Brodie, Peter J. Aldrich Arbitrator(s): David P. Slater, Mauricio Arcadier, Dorothy N. Johnson Hearing Site: Boca Raton, FL
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07-02439 | 04/14/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Thomas A. Volz Respondent(s): Randal Spears Respondent Lawyers(s): Randal W. Spears Arbitrator(s): Theodore E. Davis, Eli Bensky, Gary L. Foose Hearing Site: Houston, TX
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08-00928 | 04/14/2009 | Claimant(s): H. Scherr Claimant Lawyers(s): Thomas C. Costello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julianne L. Peck Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell Hearing Site: Baltimore, MD
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08-03455 | 04/14/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
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08-03522 | 04/14/2009 | Claimant(s): Financial Network Investment Corporation, Homeland Credit Union Claimant Lawyers(s): John P. Thomas Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial. Respondent Lawyers(s): James K. Cutright Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans Hearing Site: Columbus, OH
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08-04115 | 04/14/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gary Shorter Respondent Lawyers(s): Gary T. Shorter Arbitrator(s): Victor Elting Hearing Site: Chicago, IL
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