| 09-00274 | 08/18/2009 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cantalupo
Respondent Lawyers(s): Ronald Vincent Cantalupo
Arbitrator(s): Douglas F. Stone
Hearing Site: New York, NY
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| 09-03940 | 08/18/2009 | Claimant(s): MetLife Securities., Metropolitan Life Insurance Company
Claimant Lawyers(s): Brian E. Spang
Respondent(s): Robert Stankowski
Respondent Lawyers(s): James H. West
Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone
Hearing Site: Baltimore, MD
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| 08-02227 | 08/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ismail Jamoua
Respondent Lawyers(s): Michael L. Pitt
Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger
Hearing Site: Detroit, MI
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| 08-04954 | 08/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
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| 08-00523 | 08/13/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Robert Martin
Respondent Lawyers(s): Robert Martin
Arbitrator(s): Thomas Caiaffa, Jeffrey Steinberg, John W. Thomas
Hearing Site: Newark, NJ
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| 09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
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| 08-00466 | 08/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Banus
Respondent Lawyers(s): Mark R. Thierman
Arbitrator(s): Peter L. Pointer, Robert G. Conway, Ralph L. Corton
Hearing Site: Cleveland, OH
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| 08-02768 | 08/11/2009 | Claimant(s): Mark Rossel
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Tsipras
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Russell T. Doe
Hearing Site: Los Angeles, CA
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| 08-03900 | 08/11/2009 | Claimant(s): Gina D'Alessandro
Claimant Lawyers(s): Gina T. D'Alessandro
Respondent(s): Atel Securities Corporation
Respondent Lawyers(s): Stewart H. Foreman
Arbitrator(s): William Ziering, Marvin G. Breen, George King
Hearing Site: San Francisco, CA
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| 08-02011 | 08/10/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Ronald Rigsby
Respondent Lawyers(s): Ronald L. Rigsby
Arbitrator(s): Richard M. Leigh, Barton J. Brewer, James H. De Meules
Hearing Site: Los Angeles, CA
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