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FINRA Awards for William H. McCarter

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0235901/23/2012Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): John Macphee
Respondent Lawyers(s): Lee Stephen MacPhee
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
09-0378807/20/2010Claimant(s): David Gelerman
Claimant Lawyers(s): David A. Conti
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William H. McCarter, Howard M. Miller, Pamela E. Berman
Hearing Site: Boston, MA
Checkmark Icon$232,441
09-0533404/08/2010Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw
Claimant Lawyers(s): Michael M Crenshaw
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
Checkmark Icon$213
08-0495408/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA

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