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FINRA Awards for Robert Martin

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0068509/30/2016Claimant(s): Robert Martin
Claimant Lawyers(s): Bruce M. Towner
Respondent(s): NYLife Distributors LLC, New York Life Investment Management LLC
Respondent Lawyers(s): Hillary J. Massey
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
08-0052308/13/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Robert Martin
Respondent Lawyers(s): Robert Martin
Arbitrator(s): Thomas Caiaffa, Jeffrey Steinberg, John W. Thomas
Hearing Site: Newark, NJ

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