22-02578 | 07/19/2023 | Claimant(s): Ernest Musgrave Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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19-02406 | 07/18/2023 | Claimant(s): Mark Dickman Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Jessica Sexton, Robert Russo Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Lisa Bass Morris, Rebecca Sofley Henderson, Eric C Chilton Hearing Site: Charlotte, NC
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23-00180 | 07/18/2023 | Claimant(s): Joshua Betancourt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sierra Gray Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL
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22-02489 | 07/18/2023 | Claimant(s): Dario Suarez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02295 | 07/18/2023 | Claimant(s): Cynthia Farnsworth Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sal Presti Hearing Site: Milwaukee, WI
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22-02220 | 07/18/2023 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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22-02500 | 07/17/2023 | Claimant(s): Louise Fallica Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
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22-01905 | 07/14/2023 | Claimant(s): Emilio Disanluciano Claimant Lawyers(s): Joshua A. Katz Respondent(s): J. P. Turner & Company LLC, Felix Investments LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): David Feldstein, Gail Fanelli, John V. Bivona Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY
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22-02597 | 07/14/2023 | Claimant(s): Hemant Kathuria Claimant Lawyers(s): Kurt Kalberer Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
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23-00016 | 07/13/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Ahmad Maklouf Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY
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