| 22-00809 | 08/16/2024 | Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 23-02942 | 08/15/2024 | Claimant(s): Michael Whitaker
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): G. Robert Abrams
Arbitrator(s): Warren A. Forest, Christopher J. Klein
Hearing Site: Orlando, FL
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| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
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| 21-02983 | 08/14/2024 | Claimant(s): Herbert White, Suzanne Charrin
Claimant Lawyers(s): David Olsky
Respondent(s): Brian Marston, Kimberly Dale
Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette
Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters
Hearing Site: Denver, CO
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| 23-01451 | 08/13/2024 | Claimant(s): Cody Taymore
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin
Hearing Site: Detroit, MI
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| 23-02933 | 08/13/2024 | Claimant(s): Peter Mamais
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
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| 23-03351 | 08/12/2024 | Claimant(s): Lee Rycraft
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 23-02841 | 08/12/2024 | Claimant(s): Ivan Pelegrina
Claimant Lawyers(s): Sonia M. Lopez del Valle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 23-02768 | 08/09/2024 | Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-02972 | 08/09/2024 | Claimant(s): Keith Patterson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc.
Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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