FINRA Awards for Nuviah Shirazi

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 37 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02741	07/11/2024	Claimant(s): Stephen Mosca Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven N. Ainbinder, Edward Alexander Jaffe, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL
23-00696	05/24/2024	Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne Hearing Site: New York, NY
23-02692	05/01/2024	Claimant(s): Carl Labruna Claimant Lawyers(s): Carl John Labruna Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Louis David Huss, Mark A. Jacoby, Lauren Beth Shapiro Hearing Site: Boca Raton, FL
23-00287	08/02/2023	Claimant(s): Sean Satterfield Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI
22-02044	07/27/2023	Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
22-02799	07/03/2023	Claimant(s): Edward Dawson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: San Diego, CA
22-02673	06/14/2023	Claimant(s): Jenna Farah-Fimbres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
22-02007	06/14/2023	Claimant(s): David Hammer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh Hearing Site: Jersey City, NJ
22-00322	10/18/2022	Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
21-02544	06/03/2022	Claimant(s): Donald Wyrick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN