| 21-01042 | 01/19/2024 | Claimant(s): Andrea Bollakis, Richard Molsby
Claimant Lawyers(s): Cameron D. Bordner
Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman
Hearing Site: Reno, NV
|  | $0 |
| 22-02968 | 07/24/2023 | Claimant(s): Jefferey B. Lurner, IRA
Claimant Lawyers(s): Jefferey B. Lurner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 21-02427 | 02/08/2023 | Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee
Hearing Site: Houston, TX
| | Expungement |
| 19-01392 | 12/12/2022 | Claimant(s): Jeffrey Cohen
Claimant Lawyers(s): David A. Schrader
Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe
Hearing Site: New York, NY
| | $0 |
| 20-03168 | 11/23/2021 | Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02896 | 08/06/2019 | Claimant(s): Edward Brucker, Eugene E. Brucker Revocable Trust DTD
Claimant Lawyers(s): Glenn E. Davis
Respondent(s): David Mesker, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert J. Gryzmala, James M. Stern, Kim L. Kirn
Hearing Site: St. Louis, MO
| | $170,379 |
| 16-02302 | 11/23/2018 | Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold
Claimant Lawyers(s): Ari Feldman
Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk
Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi
Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
| | Expungement |
| 16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson
Hearing Site: Wichita, KS
| | Expungement |
| 17-01181 | 05/02/2018 | Claimant(s): Michael Garrett
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Christine L. Stetson
Hearing Site: New Orleans, LA
| | Expungement |
