| 20-02823 | 02/19/2021 | Claimant(s): Faith Xenos
Claimant Lawyers(s): John Stewart
Respondent(s): MSEC
Respondent Lawyers(s): Susan Xouris
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 20-03659 | 02/19/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): William Quinn
Respondent Lawyers(s): William F. Quinn
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
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| 20-02318 | 02/05/2021 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Dellaporta
Respondent Lawyers(s): Michael Joseph Dellaporta
Arbitrator(s): Steven Gerard Goerke, Michael Mazor, Jay Andrew Meyers
Hearing Site: Boca Raton, FL
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| 20-02820 | 02/05/2021 | Claimant(s): Donna DeSanctis
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 19-02864 | 02/04/2021 | Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-02956 | 02/01/2021 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Elizabeth E. Moum
Respondent(s): Henrique Lucena
Respondent Lawyers(s): Henrique David Lucena
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
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| 20-02147 | 01/29/2021 | Claimant(s): Jason Stephens
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-01606 | 01/08/2021 | Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Edward R. Niederriter, Sheryl Sagel, Justin Wallace Askins
Hearing Site: Boca Raton, FL
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