Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 23-02882 | 08/26/2024 | Claimant(s): Dan Wagner Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Arkadios Capital Respondent Lawyers(s): Gary Schwartz Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall Claimant Lawyers(s): Clayton B. McCullough Respondent(s): UBS Financial Services Inc., Mary Reid Respondent Lawyers(s): D. Randle Moody Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay Hearing Site: Columbia, SC | ||
| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer Claimant Lawyers(s): William Preston Martin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Efrat Cohen Arbitrator(s): Mauricio Arcadier Hearing Site: Columbia, SC | ||
| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-00110 | 09/29/2023 | Claimant(s): Darryl Fyall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 22-01395 | 12/02/2022 | Claimant(s): Samuel Head Claimant Lawyers(s): Lawton R. Graves Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott Hearing Site: Columbia, SC | ||
| 20-03747 | 07/13/2022 | Claimant(s): George McCutchen Claimant Lawyers(s): Louis D. Tambaro Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes Hearing Site: Columbia, SC |