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FINRA Awards for J.P. Morgan Securities

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Displaying 81-90 out of 175 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0382208/17/2020Claimant(s): Elyssa Verzosa
Claimant Lawyers(s): Jessica Calloway
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Barbara L. Johnson
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
17-0023708/06/2020Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
19-0278106/04/2020Claimant(s): Luis-Diego Quiroz
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0171605/19/2020Claimant(s): Jill Wood
Claimant Lawyers(s): Eliott R. Good
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright
Hearing Site: Columbus, OH
19-0276504/16/2020Claimant(s): Justin Pearce
Claimant Lawyers(s): Joshua Norton
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
19-0299504/03/2020Claimant(s): Baruch Azulay
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
18-0373503/20/2020Claimant(s): William Lee
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen
Hearing Site: New York, NY
18-0184503/13/2020Claimant(s): Yang Song
Claimant Lawyers(s): Yang Lucas Song
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley
Hearing Site: Denver, CO
18-0261503/10/2020Claimant(s): Francisco Guadalupe
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Frederic M. Rizzo, Leonard Arthur Nelson, David Michael Rafferty
Hearing Site: Chicago, IL
19-0037002/24/2020Claimant(s): Byron Minchala
Claimant Lawyers(s): Byron Alexander Minchala
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway
Hearing Site: Tampa, FL

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