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FINRA Awards for Madelon M. Rosenfeld

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Displaying 10 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0069605/24/2024Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne
Hearing Site: New York, NY
23-0254305/21/2024Claimant(s): Jay Sheth
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried
Hearing Site: New York, NY
23-0296305/03/2024Claimant(s): Nicholas Fusco
Claimant Lawyers(s): Jhansi Fusco
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
23-0272903/26/2024Claimant(s): Charles Suarez-Murias
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Auriga USA
Respondent Lawyers(s): Alex Hendrickson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
23-0125111/17/2023Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, John Murphy
Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris
Hearing Site: New York, NY
22-0241806/16/2023Claimant(s): Christopher Tong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
23-0056805/19/2023Claimant(s): Nancy Matta
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
22-0163001/20/2023Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky, Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
20-0011305/02/2022Claimant(s): James Boland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Madelon M. Rosenfeld, David Gary Jacobs, Dalia Zaza
Hearing Site: New York, NY
21-0215602/07/2022Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff
Hearing Site: New York, NY

36 Results

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