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FINRA Awards for Wells Fargo Clearing Services

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Displaying 101-110 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0194207/01/2022Claimant(s): John Lenarz
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Wells Fargo Clearing Services, John Adams, Mark Giese
Respondent Lawyers(s): Retta Miller
Arbitrator(s): Lee T. Beske, Lynn Hirschfeld Brahin, Ronald Chun
Hearing Site: Bismarck, ND
21-0111906/23/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Charlton Young
Respondent(s): Lowell Friend
Respondent Lawyers(s): Lowell Dale Friend
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
19-0057306/14/2022Claimant(s): Brian Dennis
Claimant Lawyers(s): Kita Lantman
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen
Hearing Site: New York, NY
20-0361506/13/2022Claimant(s): Larry Cabrera
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Victor L. Hayslip
Arbitrator(s): Mollie Wagner Neal, Robert Paul Michaud, Victoria Liccione
Hearing Site: Charlotte, NC
21-0278506/10/2022Claimant(s): Christopher Sivley
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
21-0232506/03/2022Claimant(s): Travis McGann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie I. Holder
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
21-0254406/03/2022Claimant(s): Donald Wyrick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John P. Cullem
Hearing Site: Nashville, TN
21-0257305/25/2022Claimant(s): Timothy Souhrada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
18-0398105/17/2022Claimant(s): Anthony Dertouzos
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): David Carroll, David Kowach, Wells Fargo Advisors, Wells Fargo Clearing Services, Mary Mack
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Emad A. Zikry, James M. Rhodes, David John Reilly
Hearing Site: New York, NY
21-0136505/16/2022Claimant(s): Allen Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, J. B. Hanauer & Co.
Respondent Lawyers(s): Leyla Bari, Michael Naccarato
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ

371 Results

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