| 13-03587 | 02/01/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Margaret L. Watson
Respondent(s): James Collins
Respondent Lawyers(s): James Creighton Collins
Arbitrator(s): Mitchell S. Friedman, Nancy Plesser Wendell, Mitchell Regenbogen
Hearing Site: New York, NY
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| 14-00256 | 05/27/2016 | Claimant(s): Petar Arizanov
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey
Hearing Site: New York, NY
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| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
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| 13-00486 | 10/21/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Brian Burns, Christopher Kete, Michael Marchiano, William Shinners
Respondent Lawyers(s): Alan S. Brodherson, Michael S. Kasanoff
Arbitrator(s): Mitchell S. Friedman, Bertrand M. Lanchner, Chris P. Drucker
Hearing Site: Newark, NJ
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| 11-02381 | 04/04/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Todd Rubsamen
Respondent Lawyers(s): Todd Rubsamen
Arbitrator(s): Mitchell S. Friedman, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
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| 12-02119 | 08/06/2013 | Claimant(s): Richard Lumelleau
Claimant Lawyers(s): John D. Singer
Respondent(s): Rencap Securities.
Respondent Lawyers(s): Brian L. Friedman
Arbitrator(s): Mitchell S. Friedman, Joseph A. Forgione, W. Alexander Melbardis
Hearing Site: New York, NY
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| 11-00196 | 11/13/2012 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Jay Shapiro
Respondent(s): Steven Kolinsky
Respondent Lawyers(s): Chad N. Cagan
Arbitrator(s): Mitchell S. Friedman, John P. Scordo, Jonathan Christian Byron
Hearing Site: Newark, NJ
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| 10-01101 | 03/15/2012 | Claimant(s): Darin Ackerman
Claimant Lawyers(s): Charlotte W. Houghteling
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Mitchell S. Friedman, Howard A. Baker, John Murray Carroll
Hearing Site: New York, NY
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| 10-00220 | 02/08/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Robert Chester
Respondent Lawyers(s): W. Hubert Plummer
Arbitrator(s): Daniel B. Berkson, Mitchell S. Friedman, Judith Fields Jurney
Hearing Site: New York, NY
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