Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02544 | 08/26/2024 | Claimant(s): Andre Selfa Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green Hearing Site: Portland, OR | ||
| 23-01492 | 07/11/2024 | Claimant(s): David Price Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeff Margolin Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper Hearing Site: Portland, OR | ||
| 23-02447 | 06/26/2024 | Claimant(s): John Shepherd Claimant Lawyers(s): Harris Freedman Respondent(s): CUNA Brokerage Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Scott Hooper Hearing Site: Portland, OR | ||
| 24-00453 | 05/22/2024 | Claimant(s): Nathan Oeming Claimant Lawyers(s): Nathan Oeming Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Peter Khalil Hearing Site: Portland, OR | ||
| 23-01494 | 04/25/2024 | Claimant(s): Richard Thomas Claimant Lawyers(s): Alex Padla Respondent(s): SunAmerica Securities., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 23-01474 | 03/13/2024 | Claimant(s): Douglas Greenberg Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 23-01479 | 02/06/2024 | Claimant(s): Tim Clairmont Claimant Lawyers(s): William Bean Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 23-01395 | 01/30/2024 | Claimant(s): John Cameron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 23-01610 | 01/04/2024 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric Raphan Respondent(s): Andrew Smith Respondent Lawyers(s): Andrew Smith Arbitrator(s): Bert P. Krages Hearing Site: Portland, OR | ||
| 23-02105 | 11/02/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Haley Morrison Respondent(s): Joseph Di Peri Respondent Lawyers(s): Joseph J Di Peri Arbitrator(s): Joseph C. Roberts Hearing Site: Portland, OR |