| 19-03021 | 07/20/2020 | Claimant(s): James Dolan
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): Nicholas Scavone
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
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| 19-00563 | 02/06/2020 | Claimant(s): Anthony Sica
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Prudential Securities, Shearson Lehman Brothers Inc. (Puerto Ri
Respondent Lawyers(s): Alan S. Brodherson, Joseph A. Del Duca
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 19-01408 | 12/05/2019 | Claimant(s): Joseph Cordi
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Tony Naccarelli
Arbitrator(s): Mary Lou McGanney
Hearing Site: New York, NY
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| 19-00660 | 10/11/2019 | Claimant(s): Bryan Cummings
Claimant Lawyers(s): Irwin Weltz
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Christine M. Fitzgerald
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 19-00678 | 10/11/2019 | Claimant(s): Michael Gimeli
Claimant Lawyers(s): Irwin Weltz
Respondent(s): GunnAllen Financial, First Cambridge Securities Corporation, First Midwest Securities., Investec Ernst & Company
Respondent Lawyers(s): Deborah Ann Williams, Kelly Sutton, Stanley R. Goldstein, Stephen M. Medow
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities.
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Michael Fontaine, William Buchanan, CIM Securities
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo
Hearing Site: New York, NY
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| 18-03265 | 05/30/2019 | Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 17-01634 | 01/08/2019 | Claimant(s): Daniel Weil
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Stacey Lavender-Mayers, Trevor Saliba, NMS Capital Advisors., NMS Capital Securities
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Colette Manoil, Paul Gregory Smith, Arthur Thomas Carr
Hearing Site: Boston, MA
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| 17-02331 | 03/29/2018 | Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
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| 16-00682 | 05/12/2017 | Claimant(s): Marv Capital Inc.
Claimant Lawyers(s): Virupaksha Raparthi
Respondent(s): Hartfield, Titus & Donnelly
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Martin Hunger, Brian R. Cohen, Valentine Gregory Stevens
Hearing Site: New York, NY
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