Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03818 | 10/22/2019 | Claimant(s): Shawn Gruver Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 19-00293 | 10/22/2019 | Claimant(s): Stephen Seewer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 19-00146 | 09/09/2019 | Claimant(s): Michael Rhodes Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-00390 | 08/29/2019 | Claimant(s): Ron Zimmermann Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan M. Thevenet Hearing Site: Denver, CO | ||
| 18-04379 | 08/26/2019 | Claimant(s): Alexandro Filippini, Iaian Filippini Claimant Lawyers(s): Michael Bessette Respondent(s): Eplanning Securities. Respondent Lawyers(s): Joseph Ehrlich Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-04321 | 08/13/2019 | Claimant(s): Eric Veve Claimant Lawyers(s): Michael Bessette Respondent(s): American Portfolios Financial Services, Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): William F. Skewes Hearing Site: Denver, CO | ||
| 18-04377 | 08/13/2019 | Claimant(s): John Venable Claimant Lawyers(s): Michael Bessette Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 18-00325 | 07/31/2019 | Claimant(s): Daryl Cole Claimant Lawyers(s): Michael Bessette Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 18-00300 | 05/14/2019 | Claimant(s): March Scudillo Claimant Lawyers(s): Michael Bessette Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY |