Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01421 | 02/15/2024 | Claimant(s): Amy Wasser Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 23-01445 | 02/15/2024 | Claimant(s): Jonathan Satovsky Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services, USF Securities, L.P. Respondent Lawyers(s): CT Corporation System, Howard Klausmeier Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL | ||
| 23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI | ||
| 23-01490 | 01/24/2024 | Claimant(s): Joseph Bauer Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 22-01629 | 01/03/2024 | Claimant(s): Lu Yu Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-01214 | 12/28/2023 | Claimant(s): Robert Karp Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 23-00733 | 12/19/2023 | Claimant(s): John Dewitt Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leonel Peraza, Jr. Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 23-01465 | 12/18/2023 | Claimant(s): Nazeeh Aranki Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger Claimant Lawyers(s): Harris Freedman Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA |