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FINRA Awards for Jennifer P. Farrar

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Displaying 10 out of 43 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0243810/07/2024Claimant(s): William Burks
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
23-0179508/28/2024Claimant(s): Michael Kuczinski
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): OSAIC Wealth, Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, Jennifer R. Cox
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
23-0289906/24/2024Claimant(s): Kevin Dziubela
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
23-0278906/12/2024Claimant(s): Kyle Gardner
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): SCF Securities.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
23-0174304/30/2024Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Rockefeller Financial LLC
Respondent Lawyers(s): William Fenrich
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
23-0280304/03/2024Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
23-0174103/05/2024Claimant(s): Heath Goldstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni-Idrissi
Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain
Hearing Site: Jersey City, NJ
23-0202602/01/2024Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
23-0135611/17/2023Claimant(s): Craig Accardo
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
22-0269609/08/2023Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY

43 Results

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