Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Owen Harnett Respondent(s): Pruco Securities., Equitable Advisors Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer Hearing Site: Chicago, IL | ||
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 23-01165 | 08/25/2023 | Claimant(s): Lashell Lentz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp Claimant Lawyers(s): Eric A. Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman Respondent Lawyers(s): James V. Garvey Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun Hearing Site: Chicago, IL | ||
| 21-02875 | 02/23/2022 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 19-00633 | 11/01/2021 | Claimant(s): Chukwuemeka Nwasike Claimant Lawyers(s): Chiquita Hall-Jackson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel Mauch Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton Hearing Site: Chicago, IL | ||
| 20-02000 | 07/22/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI |