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FINRA Awards for Leon Fox

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0044910/28/2024Claimant(s): Anthony Vitale
Claimant Lawyers(s): Anthony Vitale
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Alan D. Romero
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$270
22-0244701/24/2024Claimant(s):
Claimant Lawyers(s):
Respondent(s): Donald McKiernan, William O'Connor, Landolt Securities.
Respondent Lawyers(s): Lloyd R. Schwed, William Raymond O'Connor
Arbitrator(s): Leon Fox, Kimberly Ann Powers, Dennis Elverman
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
22-0198303/21/2023Claimant(s): James Passarelli
Claimant Lawyers(s): Andrew Duncan
Respondent(s): Nicholas Adducci
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$213
22-0060612/30/2022Claimant(s): Michael Bledsoe
Claimant Lawyers(s): Michael Bledsoe
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Leon Fox, Scott Stauffer, Shimon Benyamin Kahan
Hearing Site: Chicago, IL
Checkmark Icon$0
21-0147712/12/2022Claimant(s): Estate of Anita Mankowski
Claimant Lawyers(s): Maria L. Kreiter
Respondent(s): Morgan Stanley, Richard Behrendt
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann
Hearing Site: Milwaukee, WI
Checkmark Icon$0
21-0218410/13/2022Claimant(s): Dan Shalhoub
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Leon Fox, Daniel Van Slett, Ricardo Martinez
Hearing Site: Milwaukee, WI
Checkmark Icon$156,300
20-0046406/08/2022Claimant(s): William and Diane Cary
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Peter G. Wilson
Arbitrator(s): Daniel R. Formeller, Leon Fox, John Pacocha
Hearing Site: Chicago, IL
Checkmark Icon$250,600
20-0120002/11/2022Claimant(s): Frank Petrosino, James Salter
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Paulson Investment Company, Joseph Hain, Timothy Touloukian
Respondent Lawyers(s): Richard Roth, Steven C. Berman, Todd A. Zuckerbrod
Arbitrator(s): Leon Fox, Dianne Marie Onichimowski, William James Shimanek
Hearing Site: Chicago, IL
Checkmark IconExpungement
20-0147403/24/2021Claimant(s): Cynthia Gruchalski
Claimant Lawyers(s): Timothy J. Andringa
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
Checkmark Icon$35,225
19-0102711/01/2019Claimant(s): Matthew Lemke
Claimant Lawyers(s): John A. Dienner
Respondent(s): Karen Cwichon
Respondent Lawyers(s): Karen M. Cwichon
Arbitrator(s): Michael S. Matek, Theodore W. Wrobleski, Leon Fox
Hearing Site: Chicago, IL
Checkmark IconExpungement

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