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FINRA Awards for John Pacocha

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0046406/08/2022Claimant(s): William and Diane Cary
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Peter G. Wilson
Arbitrator(s): Daniel R. Formeller, Leon Fox, John Pacocha
Hearing Site: Chicago, IL
Checkmark Icon$250,600

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