| 19-03814 | 09/18/2020 | Claimant(s): Mark Kopkin
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 19-00657 | 08/03/2020 | Claimant(s): Lawrence Mickle
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Michael J. Ahlstrom, Christopher Cecil Lamb, Janice Helsley Blach
Hearing Site: Columbia, SC
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| 19-03158 | 07/17/2020 | Claimant(s): Christopher Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charleston, WV
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| 19-01658 | 06/11/2020 | Claimant(s): Karen Gallahar
Claimant Lawyers(s): Joel M Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 19-01484 | 04/13/2020 | Claimant(s): Stven Broughton
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 18-02929 | 03/11/2020 | Claimant(s): Brady Beelman
Claimant Lawyers(s): Brady Ross Beelman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Michael J. Ahlstrom, Henry W. Grady, Samuel Appel
Hearing Site: Atlanta, GA
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| 19-00574 | 01/06/2020 | Claimant(s): David Mehler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
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| 19-00985 | 12/09/2019 | Claimant(s): David Pickler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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| 18-04361 | 11/15/2019 | Claimant(s): Donald Robbins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christen Leah Casale
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 19-00472 | 11/04/2019 | Claimant(s): Eric Vogen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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