Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03384 | 03/14/2019 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Claire E. Meharg Respondent(s): Franklin Hill Respondent Lawyers(s): Franklin Hill Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 18-00845 | 01/11/2019 | Claimant(s): Heather Evans Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 17-01209 | 12/05/2018 | Claimant(s): Waylon Jackson Claimant Lawyers(s): Andrew G. Mauck Respondent(s): Louis Frates Respondent Lawyers(s): J. Bryan Plumlee Arbitrator(s): Michael J. Henke, Joseph J. Dougherty, Tony J Lawrence Hearing Site: Richmond, VA | ||
| 18-01499 | 11/19/2018 | Claimant(s): John Karaffa Claimant Lawyers(s): John Karaffa Respondent(s): Capital Guardian Respondent Lawyers(s): Sandro L. Ramos Arbitrator(s): Donald B. Vaden Hearing Site: Richmond, VA | ||
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-02090 | 10/30/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): Carter Brooks Respondent Lawyers(s): Carter Page Brooks Arbitrator(s): Tina E. Patterson Hearing Site: Richmond, VA | ||
| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 17-01044 | 01/19/2018 | Claimant(s): Brandon Mink Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 16-00509 | 06/14/2017 | Claimant(s): Next Financial Group. Claimant Lawyers(s): Jack D. Ballard Respondent(s): Erryn Barkett Respondent Lawyers(s): Sean M. Golden Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg Hearing Site: Richmond, VA | ||
| 14-02444 | 07/27/2015 | Claimant(s): Robert Pierson Claimant Lawyers(s): James C. Cosby Respondent(s): Don Davis Respondent Lawyers(s): Kirk Smith Arbitrator(s): Douglas Earl McLaren, Overman Randolph Rollins, Alison Wright Feehan Hearing Site: Richmond, VA | Expungement |