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FINRA Awards for Andrew G. Mauck

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0120912/05/2018Claimant(s): Waylon Jackson
Claimant Lawyers(s): Andrew G. Mauck
Respondent(s): Louis Frates
Respondent Lawyers(s): J. Bryan Plumlee
Arbitrator(s): Michael J. Henke, Joseph J. Dougherty, Tony J Lawrence
Hearing Site: Richmond, VA

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