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FINRA Awards for John Karaffa

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0149911/19/2018Claimant(s): John Karaffa
Claimant Lawyers(s): John Karaffa
Respondent(s): Capital Guardian
Respondent Lawyers(s): Sandro L. Ramos
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA

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