| 21-01440 | 03/23/2022 | Claimant(s): Justin Hoyt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Neal S. Robb
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 20-00352 | 08/25/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Jose De La Rosa Garcia
Respondent Lawyers(s): Tony Haber
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
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| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
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| 20-02747 | 03/03/2021 | Claimant(s): Charles Sleezer
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-01796 | 09/23/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Eric Williams
Respondent Lawyers(s): Eric Roger Williams
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
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| 19-03458 | 05/15/2020 | Claimant(s): David Smith
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
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| 19-01330 | 11/05/2019 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 19-01108 | 10/21/2019 | Claimant(s): Moses Rosario
Claimant Lawyers(s): Moses Rosario
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth
Hearing Site: Newark, NJ
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| 18-02907 | 05/30/2019 | Claimant(s): Derrick Robinson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Washington, DC
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