| 23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
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| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 23-00513 | 01/24/2024 | Claimant(s): Crystal Garrett
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
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| 23-00826 | 01/18/2024 | Claimant(s): Michael McGee
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Investment Professionals.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert J. Gregory, Robert Sullivan Tyler, Terry Lynn Buffalo
Hearing Site: Little Rock, AR
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| 23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Little Rock, AR
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| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
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| 23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 23-00210 | 08/21/2023 | Claimant(s): Jon Newman
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Cutler, Jay Alan Kranis, Lynda Kommel-Browne
Hearing Site: New York, NY
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| 22-02418 | 06/16/2023 | Claimant(s): Christopher Tong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 22-00657 | 11/17/2022 | Claimant(s): Brent Ure
Claimant Lawyers(s): James P Galvin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Louis M. Parker, Ann H. Nevers, Nancy Lynn Boyd
Hearing Site: Las Vegas, NV
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