Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00289 | 05/12/2021 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric D. Raphan Respondent(s): James Reittinger Respondent Lawyers(s): James William Reittinger Arbitrator(s): Peter Ordower Hearing Site: Columbus, OH | ||
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Paul Yarns Arbitrator(s): Robert David Epstein Hearing Site: Columbus, OH | ||
| 20-02891 | 04/01/2021 | Claimant(s): Eric Haubert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH | ||
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-02133 | 02/16/2021 | Claimant(s): Richard Pierce Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen Claimant Lawyers(s): Stephan Louviere Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-00837 | 12/22/2020 | Claimant(s): Geoffrey McCash Claimant Lawyers(s): Edward Scott Zusman Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael L. Lyons Hearing Site: Columbus, OH | ||
| 20-00572 | 09/16/2020 | Claimant(s): Dean Schockling Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH | ||
| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood Claimant Lawyers(s): Eliott R. Good Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright Hearing Site: Columbus, OH | ||
| 19-03633 | 03/09/2020 | Claimant(s): Leslie Lauer, Steven LeClair Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH |