| 21-00567 | 02/28/2023 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): James Goolsby
Respondent Lawyers(s): James Hobart Goosby
Arbitrator(s): Chandler R. Bridges, William Travis McKinney, Margaret F Roth
Hearing Site: Atlanta, GA
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| 20-02226 | 01/27/2023 | Claimant(s): Matthew Stucke
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gia B. Compton, Mitchel Weiss, Susan Warshauer Kennicott
Hearing Site: Atlanta, GA
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| 20-04131 | 11/22/2022 | Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Rethink Community, Rethink Management
Respondent Lawyers(s): Eric Jon Taylor
Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours
Hearing Site: Atlanta, GA
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| 22-01726 | 11/08/2022 | Claimant(s): Brent Lane
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 21-01326 | 10/26/2022 | Claimant(s): Blynn Masters
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Don Milich, Raymond, James & Associates.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jeffrey Alperin
Hearing Site: Atlanta, GA
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| 21-00292 | 10/25/2022 | Claimant(s): William Howard
Claimant Lawyers(s): Eric J. Nathan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock
Hearing Site: Atlanta, GA
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| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
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| 16-02946 | 08/29/2022 | Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
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