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FINRA Awards for Jeffrey Adams

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0294608/29/2022Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
14-0058812/01/2015Claimant(s): Janette Adams
Claimant Lawyers(s): Stephen Guice
Respondent(s): Jeffrey Adams, Philip Patragnoni, PNC Investments
Respondent Lawyers(s): Brian A. Carlis, Jeffrey Adams
Arbitrator(s): Carol H. Gold, Catherine S. Kopley, Laura A. Kaster
Hearing Site: Philadelphia, PA
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