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FINRA Awards for Brian Luther

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Displaying 51-60 out of 87 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336705/26/2021Claimant(s): Stephen Bender
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
20-0287305/20/2021Claimant(s): Jeffrey Rogers
Claimant Lawyers(s): Brian Luther
Respondent(s): QA3 Financial Corp., United Planners' Financial Services Of A
Respondent Lawyers(s): Dave Hauer, Stephen Wild
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
20-0289905/10/2021Claimant(s): Byron Studdard
Claimant Lawyers(s): Brian Luther
Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services
Respondent Lawyers(s): Craig Vollono, Howard Klausmeier
Arbitrator(s): Gary E. Marcus
Hearing Site: Tampa, FL
20-0289804/15/2021Claimant(s): Kevin Keith
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
20-0313604/08/2021Claimant(s): Mitchell Horst
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Thomas E Shuck
Hearing Site: Las Vegas, NV
20-0262903/25/2021Claimant(s): James Aughenbaugh
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): William A. Fynes
Hearing Site: Dallas, TX
20-0307303/25/2021Claimant(s): Robert Mabe
Claimant Lawyers(s): Brian Luther
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
20-0307603/25/2021Claimant(s): Jason Oleet
Claimant Lawyers(s): Brian Luther
Respondent(s): Oleet Securities
Respondent Lawyers(s): Jason Oleet
Arbitrator(s): Douglas M. Branson
Hearing Site: Montpelier, VT
20-0262003/19/2021Claimant(s): Randall Childress
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
20-0303503/11/2021Claimant(s): Andrew Arnold
Claimant Lawyers(s): Brian Luther
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): James A. McIntosh
Hearing Site: Louisville, KY

87 Results

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