Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01153 | 12/26/2023 | Claimant(s): Securities America. Claimant Lawyers(s): Justin Sacca Respondent(s): Robert Thomas Respondent Lawyers(s): Robert A. Thomas Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME | ||
| 23-01125 | 12/26/2023 | Claimant(s): Sahand Elmtalab Claimant Lawyers(s): Michael E. Rowe Respondent(s): Mml Investors Services, Llc, Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene, Jullie E. Ravis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 23-00783 | 12/26/2023 | Claimant(s): Michael Sendowski Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Equitable Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Craig Alan Gordon, Andrew W. Levin, Stuart John Webster Hearing Site: Los Angeles, CA | ||
| 22-02906 | 12/22/2023 | Claimant(s): Belinda Aucoin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Comerica Securities, Milkie/Ferguson Investments. Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02272 | 12/22/2023 | Claimant(s): Yan Liu Claimant Lawyers(s): Yan Liu Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA |  | $0 |
| 23-01819 | 12/22/2023 | Claimant(s): Jessica Peabody Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Justin E. Condit Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 22-02041 | 12/22/2023 | Claimant(s): Manuel Melendez Claimant Lawyers(s): Debra A Jenks Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 21-01930 | 12/22/2023 | Claimant(s): Phillip Parziale Claimant Lawyers(s): William Haddad Respondent(s): Citizens Securities. Respondent Lawyers(s): Amy M. McCallen Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon Hearing Site: Boston, MA | ||
| 23-02302 | 12/22/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Robert Tracy Respondent Lawyers(s): Robert James Tracy Arbitrator(s): David S. Billet Hearing Site: Jersey City, NJ | ||
| 23-01261 | 12/21/2023 | Claimant(s): William Groves Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA |