Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02244 | 01/30/2024 | Claimant(s): Jason Bayuk Claimant Lawyers(s): John Hitchings Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 23-01395 | 01/30/2024 | Claimant(s): John Cameron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 22-00801 | 01/30/2024 | Claimant(s): Annella Dixon Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Tracy L. Allen, Gary P. Price, F. Bradford Johnson Hearing Site: Indianapolis, IN |  | $0 |
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-00201 | 01/30/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-02918 | 01/29/2024 | Claimant(s): Carlos Tobon Claimant Lawyers(s): Steven J. Weintraut Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Douglas J. Nesbit Hearing Site: Minneapolis, MN | | $4,000 |
| 23-01426 | 01/29/2024 | Claimant(s): Justin Widick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial West Group Respondent Lawyers(s): Gene Valentine, CEO Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-01180 | 01/29/2024 | Claimant(s): Devin Garofalo Claimant Lawyers(s): Devin J. Garofalo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 23-00708 | 01/29/2024 | Claimant(s): John Burnham Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer Hearing Site: New York, NY |