Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02918 | 01/29/2024 | Claimant(s): Carlos Tobon Claimant Lawyers(s): Steven J. Weintraut Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Douglas J. Nesbit Hearing Site: Minneapolis, MN |  | $4,000 |
| 15-02810 | 10/09/2018 | Claimant(s): Bonnie Faleschini, David Plimpton, Randy Reinke, Richard Faleschini, Sally Redding, Susan Plimpton, Tim Redding Claimant Lawyers(s): Steven J. Weintraut Respondent(s): Charles Zajicek, Christopher Most, Wachovia Securities, Wells Fargo Advisors, Wells Fargo Clearing Services Respondent Lawyers(s): Miriam G. Bahcall Arbitrator(s): Steven R. Christensen, Michael F. Jordan, Steven M. Bialick Hearing Site: Minneapolis, MN | | $430,000 |