Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02810 | 10/09/2018 | Claimant(s): Bonnie Faleschini, David Plimpton, Randy Reinke, Richard Faleschini, Sally Redding, Susan Plimpton, Tim Redding Claimant Lawyers(s): Steven J. Weintraut Respondent(s): Charles Zajicek, Christopher Most, Wachovia Securities, Wells Fargo Advisors, Wells Fargo Clearing Services Respondent Lawyers(s): Miriam G. Bahcall Arbitrator(s): Steven R. Christensen, Michael F. Jordan, Steven M. Bialick Hearing Site: Minneapolis, MN |  | $430,000 |
| 07-02598 | 03/31/2009 | Claimant(s): David Chotkowski Claimant Lawyers(s): David D. Chotkowski Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): David Plimpton, Ruth-Ellen Post, Jacqueline Marie Pierre Hearing Site: Augusta, ME | | Stipulated Award |