Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01990 | 06/03/2014 | Claimant(s): Barbara Pennington, Michael Pennington, Barbara Pennington IRA, Michael Pennington IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): David Ellis, Ruth-Ellen Post, Frederick J. Myers Hearing Site: Manchester, NH |  | Expungement |
| 07-02598 | 03/31/2009 | Claimant(s): David Chotkowski Claimant Lawyers(s): David D. Chotkowski Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): David Plimpton, Ruth-Ellen Post, Jacqueline Marie Pierre Hearing Site: Augusta, ME | | Stipulated Award |