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FINRA Awards for Barbara Pennington IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0199006/03/2014Claimant(s): Barbara Pennington, Michael Pennington, Barbara Pennington IRA, Michael Pennington IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): David Ellis, Ruth-Ellen Post, Frederick J. Myers
Hearing Site: Manchester, NH
Checkmark IconExpungement

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