Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01198 | 01/20/2021 | Claimant(s): Chesley Morton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): Michael Markunas Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | $0 | |
| 20-02321 | 01/20/2021 | Claimant(s): ChoiceTrade Claimant Lawyers(s): Neville Golvala Respondent(s): Precision Securities Respondent Lawyers(s): Heather B. Middleton Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman Hearing Site: New York, NY | $0 | |
| 19-02278 | 01/20/2021 | Claimant(s): Keith J. Lilek Declaration of Trust, Teresa Lilek Declaration of Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Patricia Joanne Branco, David A. Schuler, Lawrence R. Rute Hearing Site: Kansas City, MO |  | $0 |
| 19-03049 | 01/19/2021 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | $0 | |
| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | $0 | |
| 20-01448 | 01/19/2021 | Claimant(s): James Holt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN | $0 | |
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | $0 | |
| 19-03667 | 01/15/2021 | Claimant(s): Richard Streisfeld Claimant Lawyers(s): Amy B. Bard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | $0 | |
| 20-00945 | 01/15/2021 | Claimant(s): Wade Papapanagiotu Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | $0 | |
| 20-02069 | 01/15/2021 | Claimant(s): Brian Horn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Somerset Securities. Respondent Lawyers(s): Thomas Hamlin Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | $0 |